Law360 (June 20, 2023, 9:53 PM EDT) — Oil and gas company Apache Corp. has argued against certifying a class […]
In the Press
NRG Head Can Be Deposed In La. Suit, Texas Appeals Says
May 2023 // Law360Law360 (May 11, 2023, 5:27 PM EDT) — A Texas appeals court ruled Thursday that the top executive for NRG Energy […]
Ex-Morgan Stanley Brokers Push to Keep Deferred Comp Claims in Court
Dec 2022 // AdvisorHub
Ex-Morgan Stanley brokers, who have a pending lawsuit seeking class action status against the wirehouse based on unpaid deferred compensation […]
Apache Corp. Can’t Dodge Investor Suit Over Dud Drilling Plan
Nov 2022 // Law360Apache Corp. failed to show that investors’ consolidated proposed class action over a Permian Basin oil and gas discovery was […]
Ex-Wells Fargo Broker Asks Supreme Court to Toss $1.6M Arbitration Award
Oct 2022 // AdvisorHubAn ex-Wells Fargo Advisor broker filed a 46-page cert petition asking the Supreme Court to to overturn a $1.6 million […]
More FAs Jump on Morgan Stanley Deferred Comp Lawsuit
Mar 2022 // Financial Advisor IQ
A Manhattan federal court judge has approved the addition of several more former Morgan Stanley financial advisors to a lawsuit accusing the […]
Apache Fights Investor Suit Over Failed Drilling Project
Feb 2022 // Law360Apache says a pension group accusing it of lying about the prospects of a massive oil and gas extraction project […]
Why RIAs who left deferred comp on the table back at the wirehouse may yet make a claim for what might be, rightfully, their money
Mar 2021 // RIABiz
In this guest column for RIABiz, Jack Edwards explains that deferred compensation agreements may not be as iron-clad as brokerages […]
Deferred Comp Pits FAs Against Wirehouses
Jan 2021 // Financial Advisor IQFinancial Advisor IQ spoke with Jack Edwards about the latest lawsuits filed by financial advisors against their employers over deferred […]
Schwab-TD Ameritrade merger layoffs leave many ex-staffers shackled with non-compete agreements
Dec 2020 // RIABizRIABiz interviewed Jack Edwards about the strength and enforceability of non-compete agreements that are hindering job prospects for laid-off Schwab […]